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Introduction: Thesis
A CRITICAL
OVERVIEW
It is the best of books, it is the worst of books. Ever
since publication, reactions to The Lord of the Rings2 have been marked by remarkably strong views,
both among the reading public and the critics. Great displays of emotion,
ranging from the enthusiasm of the world-wide Tolkien societies to the ridicule
of Edmund Wilson's 1956 review "Oo, Those Awful Orcs!" seem to follow in
the wake of Tolkien's fiction. Indeed, many authors through time have found
themselves in the centre of opposing views, but in Tolkien's case the battles
fought over Middle-earth are unusually bloody. This gulf between opinions
has shown no sign of narrowing, even after 50 long years. Years during which
Tolkien's vision (or rather its fantasy setting) has had a decisive impact
on new genres and new generations of writers and critics, either in terms
of an ideal for modern fantasists to imitate, or as a prime example of what
was to be shunned at all costs.
This tendency was apparent very early on, as W.H. Auden
observes in his 1956 New York Times review of The Return of the King,
the final volume of Tolkien's trilogy:
I rarely remember a book about which I have had such violent
arguments.
Nobody seems to have a moderate opinion: either, like myself, people find
it a masterpiece of its genre or they cannot abide it, and among the hostile
there are some, I must confess, for whose literary judgement I have great
respect ... I can only suppose that some people object to Heroic Quests
and Imaginary Worlds on principle; such, they feel, cannot be anything
but light 'escapist' reading.3
What Auden was hinting at appears to be something subtler
than just "taste", insofar as this can be acquired or influenced -
or sated. Equally, "the hostile" are likely to object to more than Heroic
Quests and Imaginary Worlds - which, respectively, constitute only the surface
and the immediate context of Tolkien's narrative. In most cases, the view
of LotR as an affront to all serious adult readers sprang from a deeper
and not fully realised source. This is apparent in the often vague or groping
reviews which seemed prompted rather by instinct ("juvenile trash", "balderdash",
"facile and weak"4 , etc.)
than by in-depth reading and attention to subtleties. The more one reads
of these literary skirmishes, however, the clearer it becomes that they
express a clash of fundamental literary visions: of romantic and ironic vision,
of a blatantly high-mimetic work emerging from a predominantly low-mimetic
age5 . It is what Edmund Fuller,
examining Toynbee's hostile view on LotR, described as "a total temperamental
antipathy"6. Tolkien's
is indeed a vision of ancient "Northern temperament", but it is governed
by profound meditations on concepts like power, free will and the nature
of evil – each containing more elements of modern thought than the surface
reveals. Tolkien's complex vision may address the basic longing for enchantment
in a starkly disenchanted society, it may represent a revival
of heroic romance in literature, but at a deeper level, it is also a cogent
response to the only century that could have produced it: the 20th7 .
That strong emotions should arise from LotR (and
The Silmarillion8
) is really not surprising - colliding worldviews, like warm and cold air,
will inevitably involve some thunder - indeed nothing short of this kind of
personal investment would account for the ferocious ad hominem9 attacks directed at
this author over time10 .
Tolkien structured his entire life's work around a defining vision which he
knew to be anything but "fashionable" or even widely acceptable in established
literary circles, then as well as now. And it is fair to say that not until
profound studies, such as those by Jane Chance, Verlyn Flieger and Tom Shippey,
became widely read during the 1980s and 1990s, has the full range of Tolkien
studies been revealed. Pioneers such as these have added innumerable insights
into the complexities of Tolkien's life's work and as a result he is slowly
but surely being given more weight in serious publications of recent years.
Significant anthologies like J.R.R. Tolkien and His Literary Resonances
- Views on Middle-earth and Tolkien's Legendarium - Essays on The History
of Middle-earth11
have explored this new territory, opening new windows and critical angles
on Middle-earth. As a consequence, and perhaps an ironic one, those who do
dislike Tolkien continue to voice their views with remarkable animosity,
though with better grounding in actual study. Study of which Tolkien has
been deemed grossly unworthy by the enduring "Winnie-the-Pooh posing as epic"
type of critics12 .
The continuing popular appeal and the new depth of research
into the Tolkien phenomenon have invalidated or seriously challenged many
of the traditional objections and criticisms made against the author. The
notorious "affected language", "reversed word order" and so-called "false
archaisms" have been shown by fellow philologist and medievalist Tom Shippey
to harbour deeper intricacies and more ingenious construction than anyone
ever imagined13 . The language
of LotR represents the creative embodiment of Tolkien's life-long linguistic
aesthetic. Similarly, the much-derided depictions of good and evil (and
by extension of the various characters) contain considerable philosophical
and psychological nuance upon closer scrutiny. With the continuing posthumous
publications of Tolkien's immense body of work, new perspectives on his
main works of fiction and, notably, of the academic essays and letters14 much light has been
shed on the depth of Tolkien's authorship and scholarship.
A good example of the overweening refusal of hostile
critics to qualify or substantiate their disapproval is Peter Green with
his inability to take the book "seriously"15 . Similarly, history has sadly reversed Philip
Toynbee's sententious assertion from 1961 that although the "dull" and "childish
… Hobbit fantasies of Professor Tolkien" had enjoyed an initial wave of
popularity, this had now receded: "today those books have passed into merciful
oblivion"16 . Incidentally,
this does seem to be the fate of some of the early allegorical readings
that stubbornly tried to equate the One Ring with the Atom Bomb or Sauron's
Mordor with Stalin's Soviet Union since both were situated in the East.
Indeed, such one-to-one equations between fact and fiction are foreign to
Tolkien's mode of storytelling. What the history of reception does
show, however, is that professionally disliking Tolkien takes more work
nowadays. Gone are the days when off-hand dismissals like "balderdash" or
"juvenile trash"17 would suffice. Today,
building a case against Tolkien and Middle-earth takes more than a loose
reading of LotR, concluding that it can not be taken seriously. It
means addressing the scholarly foundation of Tolkien's works, for example
his essays "On Faerie-stories" and "Beowulf: The Monsters and the Critics"18 , his biographies or his letters. And it certainly
involves challenging the major studies of Shippey, Flieger, Joseph Pearce
or Patrick Curry. That fact alone provides considerably more qualified views
on both sides and serves to fertilise the growing field of Tolkien studies.
2Tolkien, J.R.R., The Lord of the
Rings, HarperCollins, London, 1991-edition Henceforth LotR. back
3George & Timmons, Daniel, ed. J.R.R.
Tolkien and His Literary Resonances - Views on Middle-earth, Greenwood
Press, Westport, 2000, p.1. back
4Remarks from Edmund Wilson and Colin
Manlove, respectively, quoted in Ibid., p.1. back
5Referring to Northrop Frye's literary
modes in his An Anatomy of Criticism. In descending order of style:
Myth, Romance, High-mimetic, Low-mimetic and finally Ironic. Of course,
LotR contains elements of all five levels and, as T.A. Shippey points
out (in his study J.R.R. Tolkien: Writer of the Century, HarperCollins,
London, 2000, p. 222) some characters, like Gandalf, seem to move effortlessly
between the low-mimetic Shire and the romance level of Rivendell or Lothlórien.
back
6Isaacs, Neil D., & Zimbardo, Rose
A., ed., Tolkien and the Critics, University of Notre Dame Press,
3rd printing, Notre Dame, Indiana, 1970, p. 36 back
7An observation that is substantiated
by, for example, Professor T.A. Shippey in his book J.R.R. Tolkien:
Writer of the Century, and which will be elaborated in this paper. back
8Tolkien, J.R.R., ed. Christopher Tolkien,
The Silmarillion, HarperCollins, London, 1998-edition. - Henceforth:
Sil back
9In rhetoric: directed at the man, not
the case. back
10Notoriously from Edmund Wilson, et
al. Recently from critics like Jenny Turner in the London Review of Books.
back
11Flieger, Verlyn & Hostetter, Carl
F., ed., Tolkien's Legendarium - Essays on The History of Middle-earth,
Greenwood Press, Westport, 2000 back
12Moorcock, Michael. Wizardry and
Wild Romance: A Study of Epic Fantasy, London, Gollancz, 1987, p.125 back
13Shippey, T.A., The Road to Middle-earth,
HarperCollins, London, 2nd ed. 1992 back
14Humphrey Carpenter, ed., The Letters
of J.R.R. Tolkien, HarperCollins, London, 1995. - Henceforth: Letters.
back
15Clark & Timmons, op.cit. p.1.
back
16Toynbee is quoted by Edmund Fuller
in Isaacs & Zimbardo, op.cit., p. 36 back
17Again Edmund Wilson, Shippey, op.cit.
p. 307 back
18Tolkien, J.R.R., ed. Christopher Tolkien,
“Beowulf: The Monsters and the Critics”, (Henceforth "Monsters")
in The Monsters & the Critics and Other Essays, HarperCollins,
London, 1997 back
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