Christopher Tolkien, wrote ( Morgoth`s Ring
; "Myths Transformed" ; Text 5. Written in 1959-60 ) :
This then, as it may appear, was my father`s final view of the question: Orcs were bred from Men, and if the conception in mind of the Orcs may go far back into the night of Melkor`s thought it was Sauron who during the Ages of Melkor's captivity in Aman brought into being the black armies that were available to his Master when he returned.
The origin of Orcs has always been a matter of debate.
Orcs were slaves of Melkor and Sauron and have been called Melkorohìni,
the Children of Melkor, yet they are not his children but corrupted Children
of Ilùvatar. Ilùvatar was the only one who could give life.
Aule desired so greatly to see the firstborn children and to love and teach
them that he could not await there coming and so he devised the Dwarves. But
when they were full wrought, and Ìluvatar discovered what he had done,
he was told and shown that giving life was beyond his power and authority
and they could only be puppets acting at his express command:
For thou hast from me as a gift thy own being only, and no more; and therefore the creatures of thy hand and mind can live only by that being, moving when thou thinkest to move them, and if thy thought be elsewere, standing idle.
(Sil. "Of Aule and Yavanna")
The gift of Being was given to all the spirits of Ìluvatar but not
more; none of them was able to put the imperishable fire into their own creations
and neither was Melkor. Further on this :
He ( Melkor ) had gone often alone into the void places seeking the Imperishable Flame... Yet he found not the fire, for it is with Ìluvatar. (Sil.; "Ainulindalë")
Now Ìluvatar was the only one to give life. Nevertheless
it was by the malice of Melkor that the Orcs arose and they were meant to
be mockeries of the Children of Ìluvatar. The debate has been about
from whom they originally derived, the Elves or Humans, and how they could
have life on their own, to act and behave without the will, thought and eye
of Melkor upon them all the time.
For they did act on their own when not directly guided
by Melkor or by Sauron, Melkors greatest lieutenant. The Orcs fought among
themselves: Orcs killing Orcs, Orcs eating Orcs; and if their master was
far away they could and did sometimes neglect his commands. Surely not something
Melkor or Sauron could approve. They would have better use of Orcs
united all the time against Elves and Men. They would not be able to act
against his will unless they were beings with their own minds and wills,
though dominated by evil. Orcs were living creatures capable of learning
speech, craft and, in some way, organization. The Orcs also spoke different languages even though
the languages arose from the same basic tongue. (Morgoth`s Ring
; "Myths Transformed")
Of course the Orcs were held in thralldom, bred and raised
to hate Elves and Men which they at any time would try to make pay for their
suffering. The Master hits the apprentice and he beats the alley cat, but
there can be no doubt that the Orcs hated their Master even more.
In the Silmarillion "Of the Coming of the Elves
and the Captivity of Melkor", it is held true by the wise of Eressea that
those who were ensnared by Melkor's spirits or himself, the Dark Rider, were
by arts corrupted and enslaved. In this way Melkor bred the Orcs in envy
and mockery of the Elves. This has given us the impression that Orcs
were bred from an Elvish source, but it has never been proven and, in a letter
to a Mr.Hastings dated 1954 Tolkien wrote:
In the Elder days it is suggested that the Diabolus subjugated and corrupted some of the earliest Elves. ( Letters of Tolkien , no.153 )
The early connection with Elves is not finally denied by
the later script I have quoted at the top, but it is very difficult to ignore
the son of the father and the prime heir of the mythology. It is hard, however,
to see how this can be incorporated into the mythology. I will try to explain
my thoughts about it here.
The chief obstacle probably is and was the words in the
Silmarillion shown above. They could be an error but I do not think
so. The words, held true by the wise of Eressea (Elves), must mean
what the Elves thought to be true, not that it necessarily was so.
Yet another thing is to be marked: between the coming of Orome and the battle
of the Valar where Utumno was laid waste and Melkor captured, there
is no mention of any host of Orcs or Orcs attacking the Elves nor
between the coming of Orome and the great journey to Aman, only of shadows
and spirits. At a short note to text 5 in Morgoth´s Ring
, Tolkien wrote:
It is unlikely as a consideration of the ultimate origin of this race (Orcs) would make clearer that the Quendi had never met any Orcs of this kind, before the finding by Orome.
This is a reference
to the later text of Orcs in Morgoth`s Ring: "Myths Transformed";
"Orcs". (More of that later.) The words in the note, this kind, relates to the
kind of Orcs who appeared after Melkor's return from Aman.
But what kind of Orcs did the Quendi then meet? In text
5 it is written:
Some of these things may have been delusions and phantoms but some were no doubt shapes taken by the servants of Melkor, mocking and degrading the very forms of the children. For Melkor had in his service great numbers of Maiar, who had the power, as their Master, of taking visible and tangible shape in Arda.
And on a note to text 4:
Melkor had corrupted many spirits - some great as Sauron, or less as Balrogs. The least could have been primitive Orcs.
This leads to the meaning of the word Orcs.
The Elves invented and used the word or words with the
base (O)ROK to denote anything that caused fear and or horror. It would originally
have been applied to phantoms, as well as to any independently existing creatures.
The word, Orc, originally spelled Ork, derives from (O)rok. (Morgoth`s
Ring; "Myths Transformed", Text 4, opening note.)
Now the Elves are dealt with. But there is still left
to bring the race of Men into a suitable position where they can take the
unpleasent role as source for the Orcs.
In the tale, "The Debate of Finrod and Andreth", Andreth
speaks of the Fall of Men and that they ( Men ) are not now as they once
were. This conversation took place during the Long Peace before the siege
of Angband was broken. Andreth tells Finrod:
The darkness that is now confined to the North, but once lay upon all Middle-Earth while you dwelt in your bliss.
Here she refers to the time between the War of the Gods and the returning
of Melkor and the Elves to Middle-Earth from Aman. At this time Men had not
crossed the Ered Luin into Beleriand, still living East of the mountains.
The fact of that could prove to us why the wise of Eressea thought the Orcs derived
from them and not from Men. The Elves had not any knowledge of mankind at
that time.
Finrod asks Andreth what it is it that Mankind did long
ago in the dark and how they angered Ìluvatar, but she will not tell
him, saying there is no remembrance of it in her folk but that there are
tales of it among the people of Adanel. (Third House.)
The tale of Adanel, of which there are several, all
agree in making the cause of the disaster the acceptance by Men of Melkor
as King and God. According to the "Tale of Adanel" in Morgoth`s
Ring, the disaster (The Fall of Men) happened in the beginning of the
history of Men, before any of them had yet died. Melkor came to them and
ensnared them by promises and gifts and knowledge, but over time he became
their master and demanded acknowledgement and petitions and demanded ever
increasing deeds of his will:
Now you are mine and must do my will. I do not trouble that some of you die and go to appease the hunger of the dark; for otherwise there would soon be too many of you crawling like lice on the Earth. But if you do not do my will, you will feel my anger, and you will die sooner, for I will slay you.
To some Melkor began to show favour: to the strongest and
cruelest, he gave gifts and they became powerful and proud and they enslaved
the others.
But some at last repented of Melkor and spoke against him.
These were mostly slain by Melkor's friends or burned to death in the temple;
some escaped and fled into far countries. But they did not escape from their
past, for they too had worshipped Melkor and built and bowed in the temple.
( Morgoth`s Ring "Tale of Adanel".)
At the end of the tale, Adanel said:
Some Men say that he blasphemed Eru, and denied His existence, or His power, and that our fathers assented, and took Melkor to be a Lord and God ; and that thereby our Fëar (Soul) denied thier own true nature, and so became darkened and weakened almost to the death. And through the the weakness of the Fëar our Hroar (Body / Matter) fell into unhealth, and lay open to all evils and disorders of the world. And others say that Eru himself spoke in wrath saying: If the darkness be your God, little here shall you have of Light, but shall live it soon and come before Me, to learn who lies, Melkor or I who made him.
In this tale, Tolkien has shown and proven that Men as
a race fell under the dominion of Melkor at the very beginning of their time
not many years after the rising of the Sun, before any of them had yet
died, and Melkor then had Humans in his possesion East of the mountains
before the Elves met them, and that they worshipped him as a God. Melkor
had the raw material for the Orcs from the beginning of the time of Men.
But there are still some questions to be answered: How
could Melkor have a host of Orcs attacking Feanor when they landed at the
shores of Middle-Earth before the Sun arose? It is said that the Secondborn
awoke in Hildorien when the Sun first stroked Middle-Earth.
Again it is needed to look at who said it, for it was
the Eldar who said so. Whereas Bëor said: A darkness lies behind
us. Perhaps Bëor meant real darkness rather than the darkness of
their souls, or he could have meant both and it was just Finrod who did not
fully understand the meaning of the words. We might have to remember they
had just met and they spoke different languages, so a misunderstanding would
be an acceptable answer to this. Furthermore Andreth, in her speaking
with Finrod, mentions or at least infers that the humans were already born
while darkness still lay over the Earth
The next question is how could Melkor have bred the Orcs
from Mankind when he was imprisoned in Aman after the battle and have them
ready when he returned from Aman? And when the Noldor came, very soon after
him, the Orcs had already infested the Earth.
The answer is given by Tolkien in Morgoth`s Ring
"Myth transformed", "Orcs":
The Lieutenant of Melkor lay hid when Melkor was made captive and it was he (Sauron) who worked and schemed for Melkor.
Sauron was cooler and more capable of calculation and
he was often able to achieve things, first conceived by Melkor, which his
Master did not or could not complete in the furious haste of his malice.
When Melkor was made captive, Sauron escaped and lay hid and it can in
this way be understood how the breeding (no doubt already begun) went on
with increasing speed during the age when the Noldor dwelt in Aman. (The
time of Melkor's captivity.)
There is no doubt in my mind that Tolkien originally had
thought the Elves to be the prime resource for the Orcs, but that he later
ran into trouble with this and had to remake the origin of them. It is my
belief that his problem was with the question of what becomes of the Orcs
or, more precisely, of their souls when they die. If they were living beings
(and they were) and not puppets, they had a soul (or fëa) even
if was totally corrupted and dominated by evil. The fëa of the Eldar
and all other Elves are bound within Arda as long as it endures, and in Time
according to the law and how they were devised by Iluvatar. An Orc-soul,
in this case a corrupted Elf, would be summoned to come to the Halls of Awaiting
in Aman and, if they chose to come, ultimate evil would be brought with them
into Aman, indeed a wish coming true for Melkor.
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